This consultation process has now been completed. Submissions available
Date
-
Consultation Type
Options Paper
Key Documents
As part of the Future of Financial Advice (FOFA) reforms, the Government announced that it would consider the appropriateness of the distinction between wholesale and retail clients.
The Government sought the views of interested parties on the options presented in this paper for the criterion under which a client is considered to be wholesale or retail in the context of the receipt of financial advice.